SEBI Disclosures
Get In Touch
Registered Office & SEBI Regional Office
Registered Office
Jain Legacy Advisors2nd Floor, BE-57, Hari Nagar,
New Delhi – 110064
SEBI Regional Office
Northern Regional Office, NBCC Complex,Office Tower - 1, 8th Floor, Plate B,
East Kidwai Nagar, New Delhi - 110 023
Investor Protection
Regulatory Complaints Disclosure
In case of grievances, investors can first contact the intermediary — in our case through the email [email protected]. Additionally, the SEBI SCORES website lets investors log any complaints against listed companies or intermediaries. Furthermore, the common Online Dispute Resolution (ODR) Portal facilitates online resolution of disputes arising in the Indian securities market.
SEBI SCORES
Alternatively, log a complaint against listed companies or intermediaries at scores.sebi.gov.in.
| Sr. No. | Received from | Pending at end of last month | Received | Resolved* | Total Pending# | Pending complaints > 3 months | Average Resolution time^ (in days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
Number of complaints received during the month against the IA due to impersonation by some other entity: 0
* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month. ^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month, divided by the total number of complaints resolved in the current month.
Trend of Monthly Disposal of Complaints
| Sr. No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | June 2026 | 0 | 0 | 0 | 0 |
| 2 | July 2026 | 0 | 0 | 0 | 0 |
| 3 | August 2026 | — | — | — | — |
| 4 | September 2026 | — | — | — | — |
| 5 | October 2026 | — | — | — | — |
| 6 | November 2026 | — | — | — | — |
| 7 | December 2026 | — | — | — | — |
| 8 | January 2027 | — | — | — | — |
| 9 | February 2027 | — | — | — | — |
| 10 | March 2027 | — | — | — | — |
| Grand Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month.
Trend of Annual Disposal of Complaints
| Sr. No. | Year | Carried forward from previous year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | 2025-26 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month.
Annual Compliance Disclosure
Disclosure with respect to compliance with the Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:
| Sr No. | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1 | 2026-2027 | Pending | Due by 30th September, 2027 |
SEBI Investor Charter
SEBI Investor Charter
To facilitate investor awareness, SEBI has created an Investor Charter pertaining to Investment Advisers, which is displayed below for your reference.
SEBI Awareness
SEBI Investor Awareness Resources
Build Your Legacy
Ready to Plan Your Financial Future?
Partner with an independent, fiduciary adviser who puts your interests first. Schedule a consultation and take the first step toward lasting wealth.